SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person* Cornett Paul (Last) (First) (Middle) 1800 W LOOP SOUTH SUITE 1500 (Street) HOUSTON TX 77027 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 11/01/2019	3. Issuer Name and Ticker or Trading Symbol Quanex Building Products CORP [ NX ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) SVP General Counsel, Secretary	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	11,696.99(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Phantom Stock Units	(2)	(2)	Common Stock	2,311.1	(3)	D
Stock Options (Right to Buy)	12/02/2012(4)	12/02/2019	Common Stock	1,500	16.21	D
Stock Options (Right to Buy)	12/01/2013(5)	12/01/2020	Common Stock	1,500	16.9	D
Stock Options (Right to Buy)	11/30/2014(6)	11/30/2021	Common Stock	1,500	15.08	D
Stock Options (Right to Buy)	12/05/2015(7)	12/05/2022	Common Stock	1,500	21.11	D
Stock Options (Right to Buy)	12/05/2016(8)	12/05/2023	Common Stock	2,000	17.63	D
Stock Options (Right to Buy)	12/03/2017(9)	12/03/2024	Common Stock	1,800	20.28	D
Stock Options (Right to Buy)	12/02/2018(10)	12/02/2025	Common Stock	5,500	19.31	D
Stock Options (Right to Buy)	11/30/2019(11)	11/30/2026	Common Stock	5,500	19.45	D

Explanation of Responses:

1. The shares of common stock listed in column 2 of table I comprise (i) 1,800 shares of restricted stock that will vest on November 30, 2019, subject to the reporting person's continued employment; (ii) 1,500 shares of restricted stock that will vest on December 7, 2020, subject to the reporting person's continued employment; (iii) 4,500 shares of restricted stock that will vest on December 5, 2021, subject to the reporting person's continued employment; and (iv) 3,896.99 non-restricted shares purchased through the Quanex Employee Stock Purchase Plan.

2. Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of employment.

3. Conversion price is 1-for-1.

4. The stock options vested in three equal annual installments beginning on December 2, 2010.

5. The stock options vested in three equal annual installments beginning on December 1, 2011.

6. The stock options vested in three equal annual installments beginning on November 30, 2012.

7. The stock options vested in three equal annual installments beginning on December 5, 2013.

8. The stock options vested in three equal annual installments beginning on December 5, 2014.

9. The stock options vested in three equal annual installments beginning on December 3, 2015.

10. The stock options vested in three equal annual installments beginning on December 2, 2016

11. The stock options vest in three equal annual installments beginning on November 30, 2017. As of the date of this Form 3 filing, 1,884 stock options remained unvested, and all such options will vest on November 30, 2019, subject to the reporting person's continued employment.

	/s/ Paul B. Cornett	11/06/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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